Thursday, July 25, 2013

Charlemagne vs. Widukind

History has left at least four names for Europe's greatest ruler: Charlemagne, Charles the Great, Carolus Magnus, and the name by which he was known in his own native language, Karl der Große. Born in 742 A.D., he and his brother shared the throne which came to them in 768 A.D. when their father, Pepin the Short, died. The two brothers co-reigned until the brother's death in 771 A.D., leaving Karl to rule along until his own death in 814 A.D.

Initially inheriting the Frankish territory which would include parts of modern-day Germany, France, Luxembourg, Belgium, and Holland, Karl gradually expanded his realm by marriage, by purchase, by diplomacy, and sometimes by war. As the territory grew, he was often on the move, moving from area to area, consulting with the "counts" and other local official whom he left to govern during his absences. Historian Manuel Komroff notes that

While Charles was traveling through his realm that winter of 774-775, he received distressing news concerning the Saxons. Those barbarian people to the north whom he had subdued before leaving on his conquest of Lombardy were again raiding his borders and burning churches.

Having already dealt with Saxons, as far back as 772 A.D., Karl knew what to expect. Fiercely pagan, they held to their ancient traditions of human sacrifice, blood-feuds, and the buying and selling of slaves and wives. They resisted the Christian faith which would pull them away from these practices. In vain had various missionaries entered Saxon territories to introduce the more humane ways of the Christianity. Such missionaries often paid with their lives. By the time Karl inherited the throne, much of Europe had either adopted the Christian faith, or at least given up human sacrifice and slavery under Christian influence. But northeastern Europe and the Germanic tribes which occupied it, still adhered to the polytheism of Norse mythology. By contrast, the Germanic tribes of western and southern Europe, like the Franks and the Goths, had embraced some form Christian civilization. Karl the Great - Charlemagne - was a Frank. He felt that it was his duty to protect southern and western Europe from the Saxons, and to be an advocate for his faith, a faith which treated human life as valuable and worthy of respect.

The Saxons saw the faith of the Franks and the Goths as a threat. They would fight rather than adopted the civilized lifestyle they saw on their western and southern borders. Churches and monasteries were easy targets - unarmed, staffed by priests, monks, and nuns, many of whom had taken vows of pacifism: they would not take up swords to fight, not even in self-defense. They were also tempting targets: monasteries contained books, which were extremely expensive at that time, and which could be sold back to the Franks by the Saxons.

Charles was angered by their behavior. Determined that he, as the King of the Franks, should serve as the champion of Christianity, he decided to wage a war against the pagan Saxons until the very last of them was converted to Christianity - converted or annihilated.

Karl decided that if the Church and its clergy would not fight, then he would. As noted above, he had already encountered the Saxons in battle. He understood the military tactics as well as their internal politics. Widukind, also known as Wittekind or Waldkind, was one of their leaders. Little is known about his life; the Saxons were barely literate, and left only a few written records.

Charles had a further reason for wanting to engage in an all-out war against the Saxons. These barbaric people had always lived in separate tribes choosing a national leader only in times of war, but now they were beginning to consolidate. A man named Widukind, one of their richest chiefs, a Westphalian related through marriage to the King of Denmark, was agitating for unity and winning great support among the common people.

Although the details of Widukind's life are lost to history, he had an inspirational effect on the Saxons, seeming able to organize and unify them against the Franks. Karl understood that it would require similar unity and organization on the part of the Franks to oppose Widukind. The Franks had several large gatherings each year: the "Field of March" or champ de mars was a national assembly of the Frank, held each year in March. A similar assembly was held in May. It was a sort of political and military convention, and gave Charlemagne a chance to present his plans to the assembly of those whom he had appointed to lead his territories and armies. In that year, the Field of March was held in Düren, near Karl's royal capital city of Aachen. Aachen was also known as Aix-la-Chapelle. The location was good because it was near the Rhein or Rhine River.

So at the Field of March, which was held in July that year at Duren, not far from Aachen and only twenty miles from the Rhine, Charles presented his plan for an all-out war.

The Saxons built their fortresses primarily from logs, not stones, in the form of stockades. Historians have identified the location of these, for example, the site of Sigiburg is now a historical landmark.

Winning the immediate support of the general assembly, Charles quickly gathered together his army and began his invasion. He crossed the Rhine so swiftly that the Saxons were again taken by surprise and unable to organize any defense. Within the first days the fortress of Sigiburg, a great Saxon stockade, fell after offering but little resistance.

The location of the fortress of Eresburg is now known to be the modern German town of Obermarsberg. Karl's tactic was to capture the fortresses one by one, leaving a portion of his army to hold each one as the main body of his army marched deeper into Saxon territory.

Leaving a garrison at Sigiburg, Charles and his army now swept eastward through the beautiful open farmlands to the fortress of Eresburg, which he had captured in his previous campaign and which the Saxons had recaptured and burned to the ground during his absence. Rebuilding this stockade and leaving it in control of a garrison, Charles plunged deep into Saxony, cutting a wide ribbon of devastation, trampling down the grain, burning settlements and slaughtering cattle.

The Weser River formed a significant boundary; the further east Charlemagne marched, the further he was from civilized Frankish lands, and the deeper he was in a very pagan and savage area. These regions were filled with barbarian mysteries. The inhabitants still wrote in runic alphabets.

He met no resistance until he had gone a hundred miles and reached the banks of the Weser River. There he was confronted by a small force of Saxons under a chief called Hessi; their lands lay to the east of the river.

Hessi's capitulation was crucial. Charlemagne was eager to find a group of Saxons who would swear to abandon the practice of human sacrifice. He calculated that once one group of Saxons had given up the practice, it would be more probable that other Saxon groups would do the same.

Charles quickly overcame this show of resistance. Hessi and his people submitted, giving hostages and promising to embrace Christianity. Seeing this, their neighbors to the west surrendered without battle. They also vowed allegiance to Charles and agreed to accept baptism.

While Hessi and Charlemagne were celebrating their newfound camaraderie, Widukind was preparing an insurgent resistance movement against Charlemagne's troops stationed at the various stockades. He would ensure that Charlemagne did not find peace too easily.

Charles was delighted with the goodwill shown by these people and ordered that the baptisms begin at once. Great wood tubs were brought forth and filled with water. Each Saxon in turn stripped and knelt in the tub and answered certain questions of a baptismal service which had been drawn up specially for the Saxons.

Hessi's Saxons took these special oaths, foreswearing human sacrifice and other pagan practices. But before all of Hessi's people could be baptized, messages arrived that Widukind's men were attacking one or more of the various stockades manned by Charlemagne's soldiers to west, behind the Weser line at which Charlemagne had met Hessi.

Widukind would hold out long after most of the Saxons had joined the Franks. In 777 A.D., Widukind joined the king of Denmark, returning in 778 A.D. to Saxony to renew his attacks on the Franks. Finally, in 785 A.D., Widukind surrendered Charlemagne. Despite the long years of battle, Charlemagne did not have Widukind executed.

Again the written records fail to give much detail about the rest of Widukind's life. He probably lived another ten or fifteen years, peacefully, perhaps in a monastery. He is probably buried in or near one of several German churches which are alleged to be his final resting place.

Despite the lack of detail in the historical record of his life, Widukind has remained popular in folklore, a symbol of resistance, defying Charlemagne longer than others and longer than anyone thought possible. He also was the last gasp of the pre-Christian Saxon culture: barbaric, pagan, mystical. After the time of Widukind, paganism retreated to the north, into the woods of Scandinavia, and to the east, into Slavic lands. In those places, polytheistic heathen would continue to practice human sacrifice for perhaps another century. But central Europe had finally been freed from the darkness of Norse paganism.

Sunday, June 02, 2013

Darius Starts His Reign

Darius I, or Darius the Great, was one of the great monarchs of Persian history. He lived from 550 B.C. to 487 B.C., and is not to be confused with Darius II (born 423 B.C.), Darius III (born 380 B.C.), or Darius the Mede. Professor John Lee writes:

Many people know of Darius (r. 522-486 B.C.) from events at the end of his reign - he’s the king who sent troops to fight the Greeks at Marathon in 490 B.C. - but fewer know how he rose to power. How Darius became king is one of the most fascinating mysteries of Persian history.

Before Darius took the Persian throne in 522 B.C., Cambyses had ruled. The grandfather of Cambyses was Cyrus II, also known as Cyrus the Great. Confusingly, the father of Cyrus the Great was also named Cambyses - Cyrus named his son after his father. To further the confusion, the grandfather of Cyrus II was Cyrus I. We have then, in order, the rulers of Persia as Cyrus, Cambyses, Cyrus, Cambyses, and Darius.

The reign of Darius I was a crucial moment in Persian history. The territories conquered by Cyrus and Cambyses were not yet integrated in a single whole; many of them had leaders who might want to reclaim their independence. Darius showed that he was capable of meeting this challenge and establishing an imperial ideology that would endure for almost 200 years.

There is a complex and ambiguous series of events which fill the time between the death of the younger Cambyses and the coronation of Darius. Cambyses seems to have died underway from Egypt to Persia, and one or more interlopers may have pretended to the throne during the interregnum.

According to Herodotus, the reason Cambyses left Egypt in early 522 to return to Ecbatana was that a pretender using the name Bardiya (also the name of Cambyses’s younger brother) had taken the Persian throne. Cambyses died on his way to deal with the pretender, and Bardiya ruled for seven months before he was exposed and killed by a group of nobles. In the wake of Bardiya’s death, Darius won the throne.

But Herodotus has one version of the story. There are competing narratives. How did Cambyses die? Was it an accident? Who was Bardiya? In Greek, Bardiya was known as Smerdis. What happened to the younger brother of Cambyses?

To get the real story behind Darius’s ascension, we need to turn to the man himself. Darius was related to Cyrus and Cambyses but not closely. His father, Hystaspes, led troops in eastern Iran for Cambyses, and Darius served with Cambyses in Egypt. In 522 B.C., Darius was about 30 years old. All the Greek accounts of his rise to power derive at least partly from an inscription he carved on the cliff face at Bisitun.

On the western edge of modern-day Iran is an impressively large carving on the face of a cliff. It includes an image and a text. Known as the Bisitun Inscription or as the Behistun Inscription, it is considered a blasphemy by Muslims because it contains an image, but for European and American scholars, it is an important historical clue.

In ancient times, the main road from Babylon to Ecbatana climbed northeast into the Zagros Mountains, curving around Mount Bisitun. On the southeast slopes of Bisitun, on a cliff face 300 feet above the road, Darius carved an inscription in 521 B.C., the year after he took power.

Although the dictates of Islam would have it destroyed, international efforts have so far protected it. The concern is that the Bisitun Inscription might suffer the same fate as the Buddhas of Bamiyan and other historic structures which have been dynamited by Islamic leaders.

The inscription’s centerpiece is a 10-foot-high by 18-foot-wide relief that shows Darius, attended by an archer and a spearman, crushing a rebel underfoot. Before Darius stand eight more rebels roped together, and above them hovers a figure in a winged disk, the divine symbol of the god Ahuramazda.

The text on the inscription is linguistically significant, because it is repeated in three different languages. This provides linguists with important reference points for the process of translation. Not only are there three distinct languages, but they come from three different groups: the Babylonian language is a representative of Semitic group; the Old Persian is a representative of the Indo-European group; Elamite is a mysterious language from neither group. Old Persian (and later forms of Persian) is a linguistic cousin to modern Indo-European languages like English, German, and Russian. Babylonian would be related to Hebrew and Arabic.

Beside and below the reliefs is an inscription repeated in three languages: Elamite, Babylonian, and Old Persian. The inscription presents Darius as a restorer, inspired by the god Ahuramazda to kill Gaumata (the impersonator who had taken the throne) and seize the kingship.

One of the mysteries is what happened to Bardiya, the brother of Cambyses. Did he, or someone else using his name, establish a brief interregnum government?

Both Greek and Persian sources confirm that Cambyses died of natural causes or an accident on his way home from Egypt. He may have killed his brother Bardiya, or Bardiya may have rebelled against Cambyses and set himself up as king. Documents from Babylonia show that a king named Bardiya did rule from April to September 522.

The mystery surrounding Bardiya is multiplied when another name appears: Gaumata. Was this Bardiya under another name? Or is this a separate individual, perhaps one who stole Bardiya’s throne? Or one who murdered Bardiya?

If Cambyses killed Bardiya, it would have been possible for an impersonator (Gaumata) to seize the throne, but most scholars today believe that Gaumata never existed. It’s likely that Darius invented Gaumata and claimed that Cambyses killed Bardiya in order to hide the real murderer: Darius himself.

Some historians believe that Darius may have obtained the throne by means of assassination. This is plausible; assassination, even assassination of family members by other family members, was common in the Ancient Near East, and is a temptation in hereditary monarchies at all times and places. While plausible, it is not proven.

If Darius was lying, that means that Bardiya legitimately came to power after the death of Cambyses. Bardiya was murdered by Darius, who invented the figure of Gaumata to divert attention from his guilt.

Bardiya disappeared, that much is certain. The lack of information about his death hints at a cover-up. An accident, a sickness, or a death in battle would be reported as such. While it is not certain that Darius killed him, it is probable that someone did. If not Darius, who?

If Darius was telling the truth, Cambyses had Bardiya killed, and Gaumata seized power and claimed to be Bardiya. Darius overthrew him, restoring the legitimate line of Cyrus. Given the evidence we have, a complete solution is impossible.

In either case, Darius took the throne, and eventually took his place as one of the most influential Persian monarchs, reigning during one of Persia’s greatest eras. During Darius’s reign, and during the reign of his son Xerxes, Persia experienced its last years of the greatness which Cyrus had started.

Thursday, May 30, 2013

Emergency! Schooling and the Politics of Fear!

In recent years, the same fears which political candidates foster and exploit in order to be elected to state and federal offices has been used also to gerrymander school curricula and policy.

A culture of fear creates an impression of danger surrounding the object of a potential policy change. Whether the danger is real or imagined is irrelevant; the fear is as powerful in either case. Once the fear is set in motion regarding its object (global warming or school bullying), the fear can be leveraged into other questions which are essentially unrelated to the original object. Fear, being irrational, is capable of being exploited in this way, despite the lack of any logical relation between the original fear and additional policy questions which are linked to it once the policy-making behavior becomes fear-based.

We have seen, for example, the enactment of taxes and regulations, with vague references to global warming offered as justifications. Yet taken on their own terms, many of these have nothing to do with carbon dioxide emissions at all, but were moved through the legislative process in a general atmosphere of panic. Political fear grows best in an atmosphere of ambiguity, making specific references elusive: hence, when data didn't support "global warming," the phrase became "global climate change," and when the evidence for such was found wanting, the wording changed to "climactic instability," and most recently "climate disruption."

Fear, as an emotion, is essentially illogical, and avoids direct engagement with empirical or rational study. Hence, even the scientists called forth as "expert witnesses" are coached to give, not quantifiable and observable evidence, but rather anecdotes and dark forebodings.

The political manipulation of fear is troublesome in a democracy, especially when one considers that the foundation of American democracy is education and the capability for ration engagement. A culture of fear undermines the historic social and political purposes of schools. Who benefits as the culture of fear takes root in schools? We can answer that question by asking who promotes fear in schools?

After creating an ill-defined sense of panic, speeches include phrases like "we've got to do something" - to which only the most rational listeners will respond, "no, we don't." A deliberate calmness is the best antidote to urgency; on average, government taking no action is better than government taking action. That's why the United States Constitution is deliberately designed keep governmental decision-making a cumbersome procedure. It's a good thing to have an inefficient government.

Saturday, May 25, 2013

Not Too Much Enthusiasm

Tracing the history of Central Europe through the late nineteenth and early twentieth centuries, it is common to note the harmful effects of extreme nationalism, which turned a healthy and benign patriotism into a toxic, vicious and aggressive sentiment. While there is no doubt that nationalism - valuing allegiance to one's country too much - played a role in causing both world wars, historian Herbert Schnädelbach notes that an additional cause was a lukewarm attitude toward one's own nation: a lack of enthusiasm which extended to not bothering to rescue it from the clutches of dangerous extremists.

The German Empire - a monarchy which politically united modern Germany for the first time in 1871, and which lasted until 1918 - had been a compromise: between those who wanted to unite all of German-speaking Europe and those who merely wanted an expansion of Prussia. It was also a compromise in terms of its structure, failure to be a pure monarchy or a constitutional republic. Being a compromise, most people were ready to live with it, but were not enthusiastic about it. Despite the expressions of affection for Chancellor Bismarck and Kaiser Wilhelm, the grief felt in 1918 was not caused by the loss of the monarchy. Of the many political parties which populated ballots in the early 1920's, the few tiny monarchist parties got an insignificant number of votes. Not many voters were trying to restore the monarchy or the empire.

While German affection for the empire proved to be ephemeral, their fondness for the ensuing Weimar Republic was event less potent. A confusing and inefficient system, its processes seemed to be more of an annoyance than a unifying force, and its collapse seemed almost inevitable. The number of parties, and their inevitable compromises as they formed the needed coalitions, ensured that most voters were discontent with whatever composition constituted the cabinet of the day. Schnädelbach writes:

Both constitutionally and in relation to the national question, the German Empire of 1871 represented a compromise between opposing forces, which began to crumble as a result of the defeat in the World War of 1914-18. The grievances associated with that defeat - the traumatic Versailles thesis of war-guilt, the prohibition on union with the Austrian Germans, the separation of Alsace and Lorraine and the ineffectiveness of the political system of the Weimar Republic in comparison with that of the Empire - weakened any real will to defend the new state against anti-democratic activities. All this was made worse by the economic consequences of the inflation and the world economic crisis, which many attributed to the former enemies and to the political system.

Most Germans didn't like Hitler and his Nazis - he never won a fair election; the most he got was 37% - they were also resigned to some type of structural collapse of the Weimar system, and when Hitler managed to exploit the devices of coalition-formation and non-elected appointments to gain power, it seemed inevitable. Even with the Nazis in power to rig the elections, Hitler still on got approximately 43.9% Although the electorate didn't like Hitler, they also didn't know the extent of the evil and suffering he would inflict on Europe. In 1933, he seemed like a tolerably mediocre choice.

Extreme nationalists are dangerous for reasons which were made all too clear by Hitler and his Nazis. But the opposite extreme - an apathy about one's government, in which one is resigned to expecting mediocre leadership and even the collapse of the system, a collapse to which one is indifferent - is also dangerous, inasmuch as Hitler was able to exploit the disengagement and psychological distance which kept that segment of the voters from caring much or acting to prevent his takeover.

Sunday, April 21, 2013

Central Europe in the Nineteenth Century

One can best understand the complex interplay between Germany’s cultural history and its political history by recalling that Germany first became a modern united nation-state in 1871. For almost a thousand years, German territory had not been a single governmental unit: it was a collection of small kingdoms and independent cities, each with its own ruler and laws. The whole area did share a common governmental structure inasmuch as it was all, at least at certain times, part of the Holy Roman Empire; but that provided no meaningful political unity, first because the Empire was weak in terms of the control it could exert on the local territories (the emperor more often pleaded for cooperation from the local aristocrats rather than dictating terms to them), and second because the Empire included other territories which were neither culturally German nor in any other way German. The Empire ended at the hands of Napoleon in 1806.

Lacking political or governmental unity, the area shared cultural unity. Indeed, the cultural unity was perhaps stronger and more valued precisely because of the absence of a common nation-state. Culture was one of the common bonds uniting the territory, and so Germany was then, and is now, noted for the great value which it placed and places upon cultural matters.

In the wake of Napoleon, the Congress of Vienna sought to create a political structure for all of Europe, a structure which would lead to greater stability and better chances of peace. While the Congress of Vienna did indeed create a century of peace - interrupted only by two small wars, one of which would last only a few weeks (between Prussia and Austria in 1866), and the other (the Franco-Prussia War of 1871) lasted approximately six months - it failed to create a united German nation-state. Metternich, the Austrian diplomat who organized the Congress of Vienna, was a royalist, and suspicious of nationalism. Metternich thought that subjects owed allegiance to the monarch, not to the nation; nationalism’s emphasis on cultural identity seemed too close to democracy.

Germans - we may speak of ‘Germans’ and ‘Germany’ prior to 1871, remembering that it was a cultural and not a political identification - were in fact used to some degree of democracy, but only at local levels: primarily town councils. The Burschenschaften - fraternities at universities - were sources of nationalist sentiment, as were many poets. The seeds of the desire for national unity had been planted when the various Germanic states worked together to throw off the yoke of Napoleonic oppression. Historian Herbert Schädelbach writes:

In 1831, Germany consisted of thirty-nine separate states (including four free cities), which since 1815 had been united in the 'German Confederation' (Deutscher Bund): it existed as a nation only in the cultural sense. Constitutionally, the German Confederation was a very loose federal structure; its political character was determined by the double hegemony of Prussia and Austria, in which, however, Austria was dominant. The policy of Restoration followed in those years is still linked, even today, with the name of Prince Metternich, who in external policy too sought to make it the basis of the first European peace-system through the ‘Holy Alliance’ of Austria, Prussia, Russia, and later most of the European monarchies. Prussia had not yet become a constitutional monarchy: it was a military and bureaucratic state, centrally ruled by the royal cabinet, and without political participation by the bourgeoisie, except at the communal level. The character of internal politics was determined by the Carlsbad Decrees of 1819, through which the states of the Confederation attempted to repress all democratic and national aspirations by such measures as banning the Burschenschaften (student associations), persecuting 'demagogues’, censoring the press, and so on. Numerous intellectuals were persecuted (for example, the ‘Göttingen Seven’) and driven into exile (Georg Büchner, Heinrich Heine, Ludwig Börne, Karl Marx, and others). ‘Democracy’ and 'nation' were the political themes of a politically immature bourgeoisie, which had been mobilized to resist Napoleon in the so-called Wars of Liberation essentially by the promise of national unification and democratic reforms.

The political and cultural nature of nationalism changed over the decades. Prior to 1815, its goal was to overthrow Napoleon and free the territories occupied by his armies. From then until the middle of the century, it took on a ‘liberal' or ‘leftist' tone - recalling, however, how greatly those two words have changed their meaning in the last century or two - inasmuch as they were linked to democracy, the desire for a written constitution, and limitations on the power of the monarchy. By the end of the century, nationalism became - if not ‘conservative' or ‘rightist' - a reactionary movement, a defense of the governmental status quo.

In 1848 there occurred a bourgeoisie revolution, which in Germany resulted in the defeat of the national and democratic forces. In 1849, the Prussian King, Friedrich Wilhelm IV, declined the German Imperial crown which was offered to him by the first German Parliament, meeting in the Paulskirche in Frankfurt: to him it seemed ‘tainted with the carrion-stench of the Revolution’. The most important political cause of the ‘defeat of the bourgeoisie Estate' was the incompatibility of the goal of national unity with the real configuration of power in Europe, which was in turn determined essentially by the political weakness of the German bourgeoisie: it was not emancipated or united enough to be able to realize the democratic demands on a national scale.

In play here are slightly differing concepts of nationalism, and the changing definitions of ‘liberal’ and ‘conservative’ - so it was that the notion of a German Empire was proposed in 1849 as a liberal nationalist concept, and rejected by the royalists; by the end of the century, the monarchy would be heartily endorsing nationalism, and the liberals rejecting it.

Tuesday, March 05, 2013

The Benefits of Feudalism

It is not unusual to hear the word 'feudal' used pejoratively or derisively - used to evoke the specter of a system which represses, enslaves, and disenfranchises. One can be thankful that thoughtful historians know better - these old platitudes have long been discredited among those who understand the ways in which the feudal system offered benefits not only to people at the top of the social ladder, but also to those at the bottom.

Feudalism was above all a system of flexibility. Power and decision-making were localized, not left in the hands of a distant monarch and his bureaucracy. A lord had a unique relationship, codified in a unique oath, with each of his vassals. This was a cultural step forward inasmuch as recognized the individuality of each vassal; this reflects Western Civilization's concern with the individual, and European culture's respect for the individual. The variables of the lord's life, and of the vassal's life, were taken into account when such an oath of fealty was formulated - the size and nature of the land involved, the number and ages of children, the age of the lord and of the vassal, spouses, etc.

Even more, feudalism created an obligation for the powerful to help the weak - feudal obligations were bilateral. The vassal owed service to his lord, but the lord owed certain things to the vassal. This was in sharp contrast to, e.g., the Roman emperors, to whom much was owed, but who owed nothing to their subjects.

In a book titled A History of Private Life, in volume two of that book, Revelations of the Medieval World, edited by Georges Duby and translated by Arthur Goldhammer, Georges Duby writes:

Nevertheless, feudalization should also - and, I think, primarily - be seen as a fragmentation of public power. In Lemarignier's words: "Public authority was dismembered and at times reduced to little more than crumbs." This crumbling of authority ultimately resulted in a broad dissemination of the prerogatives of government; each great household became a sovereign state unto itself, where the power exercised by the master, though limited in scope, nevertheless preserved its original nature, which was public. So we might equally well say that in feudal society everything became public. What happened in reality was that aspects of power perceived to be public diminished in importance up to the beginning of the twelfth century; then, as states began to reconstitute themselves, the extent of public authority again began to increase. At no time, however, not even at the nadir of public authority - around 1100 - did people lose sight of the idea that there is a specifically public way to rule. They continued to believe in the existence of public rights such as the regalia, to which the emperor laid claim in Italy in the twelfth century. (His claim was based on Roman law, newly rediscovered in this period of renaissance, of return to classical juridical forms that had been swept away by the great feudal wave.) Study of the political vocabulary has shown that the private-public distinction survived.

As royal and imperial power fragmented, its pieces fell to lower and lower levels of society. A large-scale decentralization of power meant society's pyramid was shorter and broader. More people held small pieces of power, instead of fewer people holding large pieces of power. Among those who held power, the amount of power each held was small, but there were more power-holders. Among those who held little or no power, their chances of knowing, interacting with, and influencing a power-holder were greater.

In the decades preceding A.D. 1000 the pace of change accelerated. The chain of authority broke in numerous places, leaving isolated pockets of power. In the past, kings in their incessant peregrinations had visited innumerable scattered palaces, which between royal visits were occupied by counts; these now became autonomous. For some time the counts in France had considered the public power delegated to their ancestors by the king a part of their own patrimony. The roots of dynasties were planted in cemeteries, and the kin of the counters were organized in lineages, just like those of the king. Claiming the emblems and virtues of royalty for themselves, the counts little by little ceased to make regular calls upon the sovereign; their withdrawal, along with that of the bishops, dimmed what memories remained in the royal court of the days when power was a public good. By 1050-1060 the Capetian monarch's only remaining allies were his close relatives, a few hunting companions and comrades-in-arms, and the heads of his household departments. The powers of peace and justice were exercised locally by independent princes, who from time to time met where their respective territories touched, on neutral ground, to declare their friendship. At these meetings each prince comported himself as a monarch, treating the portion of the kingdom subject to his power as an annex of his household.

This localization of power had a freeing effect on society. The mention of France reminds the reader that feudalism was an outgrowth of a Frankish and therefore Germanic tribal-familial structure. As memory of Rome's centralized imperial power receded, a more comfortable relationship between ruler and ruled, between vassal and lord, arose. This political loosening and flexibility would yield intellectual fruit: feudalism can be seen as empowering the rise of the universities, Gothic architecture, polyphonic music, and mathematic and scientific advancements.

Saturday, February 02, 2013

Varieties of Marriage

When speaking of marriage at different points in human history, one must ever be aware of sampling errors. Considering the time span from the fall of the western Roman Empire to the invention of the printing press, one could easily gain the false impression that a huge number of marriages were arranged for political and economic reasons. Biographies from that era give examples of such unions.

But the misleading nature of both the evidence and the conclusion it suggests arises from sampling error. While the vast majority of people - in the entire world - at the point in time were peasants, serfs, or farmers, written biographies concentrate almost exclusively on aristocrats, clergy, and literate people. Narrowing the focus to Europe, one notes that the majority of people did not even have last names or family names as we now think of them. The only written records of their existence - at most - would have been single entries in the church's book: baptism, marriage, funeral. Even the rite of confirmation was often not recorded.

Given the skew in the evidence, we must re-think the concept of marriage during those years. Among landed gentry, marriages were indeed sometimes arranged for business reasons. Among aristocracy, matches were sometimes made for political reasons. The royals sometimes married for diplomacy or for the sake of alliances. But these would have been a small fraction of the marriages. The vast majority, one can state with certainty, were among the lowest classes of people, who would have married for none of those reasons.

It seems that the poorest people were free to marry for love. Leaving aside the exact definition of "love" - that question belongs more properly to the philosopher, to the theologian, or to the psychologist - those whose lives were deemed insignificant by the power structures of their day were free to choose a mate based on compatibility or on mutual attraction. They enjoyed very few other freedoms. They were not allowed to relocate: the feudal bonds often kept them living in the small village into which they were born. They had little choice in vocation: they were born to work the land. There was no participation in politics for them.

Georges Duby has edited, and Arthur Goldhammer has translated into English, a book titled A History of Private Life. Volume II of that book is subtitled Revelations of the Medieval World. The restrictions which limited marriages among upper classes did not affect the peasants:

The aristocracy, the ruling minority, behaved in characteristic ways designed to quell internal rivalry and ensure continued domination over the rest of society. For a fairly long period the noble kinship group was more affected by history than was the peasant family, as can be seen in the way the aristocratic kinship system responded to two major changes in forms of power and exchange. The first change occurred around 1000 and resulted in the unleashing of wars of unprecedented violence in the various regional societies that survived the breakup of the Carolingian Empire. The construction of a host of fortresses and fortified mounds was at once a cause and a symptom of this new kind of warfare. The "encastlement" of the aristocracy was accompanied by what can only be called its "enlineagement." Kinship became so important within the nobility that it resulted in the crystallization of highly structured groups known as patrilineages. These stood out against an undifferentiated background of cognatic kinship and for a time threatened to destroy the conjugal family. Politically, decentralized power proved more advantageous than centralized power and lineal kinship acquired, or reacquired, major social functions. For a brief time the nobility rose to the surface, like an archaic society erected on top of a more modern one, before it disappeared forever.

While it is true that feudalism allowed medieval culture and society to be a high point in civilization's long history, the aristocracy paid a price for feudalism's liberation of the human spirit: aristocrats were not free to choose their mates based on affection or compatibility.

Outside of Europe, women were bought and sold like cattle in parts of Asia and Africa; in other parts of those continents, marriages were arranged by parents, and spouses often met for the first time at their weddings. In some arranged marriages, the spouses did know each other, sometimes for years prior to the marriage, yet their lack of choice was the same. But in medieval Europe, marriages based on love - that ambiguous concept - were enjoyed more by the lowest classes than the highest.

Western Civilization, in the European tradition, manifests its value of the individual, and its value of personal freedom, in its concept of marriage. Ironically, these great cultural values - individual liberty and the dignity of each individual - emerged more potently among the serfs than among the nobles.

Although the unpleasant reality for upper-class individuals was that family and economic considerations were often decisive in choosing a spouse, the notion of marriage as a mutually supportive, respectful, and affectionate union became clearer during the Middle Ages. Crystalizing the concept

were scholastic meditations on marriage, which gradually accredited the notion that wedlock is achieved by mutual consent, hence that the personal commitment of both husband and wife takes precedence over the collective decision of families.

Ultimately, Europe would distinguish itself by formulating a notion of marriage: spouses who freely choose each other, care for each other, are faithful to each other, encourage each other, and help each other. Naturally, the reality often fell far short of the ideal: spouses were not always freely chosen, especially among the upper classes. Certainly, they were not always faithful to each other; adultery is a sad constant in human society. Tenderness and affection were not always the reigning tone in domestic relationships - abuse and violence existed then as they have at all times.

Nonetheless, it was a breakthrough to create, even if only in the abstract, such a formulation of marriage. Other parts of the globe still treated women as property, and ignored the concept of individual choice among both men and women.

Thus Western Civilization, in the European tradition, brought to the world a precious gift in the concept of a man and woman sharing an affectionate domestic existence. To be sure, we see this notion presented earlier in human history, among some of the nomadic Semitic cultures of the Ancient Near East. Europe cannot, therefore, claim exclusive credit for having invented this schema. Europe did however, succeed in formulating it, and setting it as a norm toward which all parts of society were to strive.

Friday, December 07, 2012

Cruising the Mediterranean

Within a century of Islam's appearance - Muhammad died in 632 A.D. - it had accomplished one of the most amazing military expansions in history. Swinging scimitars and mounted on horseback, Muslims had slashed their way across northern Africa, Persia, Syria, and into Spain. Islam's second century began with an attempt to invade France, over the Pyrenees - and there, for the first time, it met significant resistance. Charles Martel, aptly nicknamed "the Hammer", and his army stopped flood of soldiers which had washed across many hundreds of miles.

The Muslims then turned their attention to other routes: if France, and central Europe with it, could not be invaded over the Pyrenees, then perhaps from the south - from the Mediterranean. Indeed, Islam had already sent platoons ashore to attack towns on the island of Sardinia in 705 A.D., and attack the towns on Corsica in 713 A.D., but these were harassment raids, not full-scale invasions.

Islam stationed its occupational troops in parts of Corsica around 809 A.D., and the fighting on Sardinia was so violent that entire town were abandoned - some temporarily, like Caralis and Porto Torres; others permanently, like Tharros.

Between 823 and 827, the island of Crete was seized by seaborne Islamic forces; it had previously been the target of raiding parties. Setting up permanent military facilities, the Muslims used Crete as a naval base. From it, raiding parties were launched to plunder nearby coastlines, and pirate ships were launched to maraud among the cargo boats of the Mediterranean. Crete remained under the subjugation of Islamic armies until 961, when Byzantine forces aided the Cretans in rebelling against the oppressive invaders and regaining their independence and freedom.

The island of Malta met an even harsher fate. Looted and plundered by Muslims in 870 A.D., the destruction was so great that many of those not slaughtered outright in the invasion soon left to settle elsewhere, and Malta was almost deserted. A handful of Maltese remained under the small Islamic occupational force; taxed and forced into servitude, they lived under the restrictions of the Code of Umar (also sometimes cited as the 'Pact of Umar' or the 'Covenant of Umar'). In 1048/1049, larger numbers of Muslims began occupying the island; Malta was absorbing some of the overflow from the large Islamic armies stationed in Sicily. In 1091, Norman forces came to the aid of Malta and Sicily, helping them to expel the Muslim occupational troops; some Arabic-speaking bureaucrats remained in Malta as late as 1127.

The effective seaborne campaigns of the 700's and 800's emboldened the Muslims to try for bigger prizes. Perhaps, they reasoned, Islam could occupy central Europe after all. The goal - establishing a single caliphate or Islamic military government over Europe, Africa, and Asia - remained foremost in their minds, despite the fact that the chief obstacle to the formation of such a dominating dictatorship was not the resistance of the Europeans, who could be occasionally convincing, like Charles Martel, but who were often ineffectual. The chief obstacle was factional fighting within Islam; rival military leaders conducted battles against each other just as they conducted them against non-Muslims.

But the idea of exterminating Christians in Europe lured them onward, and if invasions over the Pyrenees seemed futile, then Europe had other points for attack. Historian Will Durant wrote that

fortified by mastery of the Mediterranean, the Saracens now looked appreciatively on the cities of southern Italy. As piracy was quite within the

Islamic military pattern of operation at this time, and as the operations based in Crete demonstrate, Muslim pirate ships raided

Christian shores to capture infidels for sale as slaves, Saracen fleets, mostly from Tunisia or Sicily, began in the ninth century to attack Italian ports. In 841, the Moslems took Bari, the main Byzantine base in southeastern Italy. A year later,

in 842, the Italian heartland would face ruin and destruction worse than anything it had ever seen before - not in Roman civil wars, not in the Punic wars. The Muslims unleashed savage destruction upon the Italians;

they swept across Italy and back, despoiling fields and monasteries as they went. In 846 eleven hundred Moslems landed at Ostia, marched up to the walls of Rome, freely plundered the suburbs and the churches of St. Peter and St. Paul, and leisurely returned to their ships. Seeing that no civil authority could organize Italian defense, Pope Leo IV took charge, bound Amalfi, Naples, Gaeta, and Rome in alliance, and had a chain stretched across the Tiber to halt any enemy. In 849 the Saracens made another attempt.

They tried, Durant writes, “to seize” Rome. The Italians had faced mass starvation after the Muslims had burned the crops in the fields. The misery was both physical and intellectual: the libraries burned by Islamic armies contained Roman and Greek works which were now lost forever. Despite the suffering inflicted upon them, the Italians were now both resolved and organized. When the Saracen fleet attempted to attack,

the united Italian fleet, blessed by the Pope, gave them battle, and routed them - a scene pictured by Raphael in the Stanze of the Vatican. In 866 the Emperor Louis II came down from Germany, and drove the marauding Moslems of south Italy back upon Bari and Taranto. By 884 they were expelled from the peninsula.

Although the Italian mainland was now free of the permanent presence of the Islamic occupational army, coastal raids continued - cities were plundered and sacked - for more than another century in Italy, France, and Mediterranean islands.

Friday, November 30, 2012

Machiavelli - Four Possible Interpretations

Few authors have been as reviled as Machiavelli - although, to a few, he presents an ideal path to success, if not the only path. Who was Machiavelli, and what was he trying to accomplish when he wrote his most famous work, The Prince?

Born on May 3, 1469, he spent almost his entire life in Italy, and most of that time in Florence, his hometown for which he had great affection. He did make brief trips to France, Spain, and Germany as a diplomat. The family into which he was born was not wealthy.

During Machiavelli's lifetime, Italy was not united into a single nation-state. That wouldn't happen until the 1860's. Instead, there were many small, independent kingdoms and republics. They occasionally engaged in war with each other, and sometimes formed coalitions to fight against another similarly-grouped band of monarchies and republics. Machiavelli seems to have longed for the unified nation-state.

He held a variety of political appointments over the years, and languished in the intervals between such offices. He desire to be part of the political process was great, and being outside the process for any length of time was torture to him.

His career prospered when the Borgia family had control in Florence; although Cesare Borgia was known for ruthlessness, Machiavelli seems to have believed that Cesare's tactics were justified, given the dangers posed by Italy's political situation. When the Borgia family was removed from power in Florence in 1512, he lost his position in the city's government, and was later accused of plotting against the Medici family, who'd taken control in the city. Machiavelli did, in fact, oppose Medici rule.

Machiavelli was eventually tolerated by the Medici. He obtained a minor post, allowing him some small participation in the city's affairs. When the Medici were overthrown, Machiavelli hoped to have a role in the new republican government being formed in Florence. But the meager role the Medici had allowed him to hold in the government was enough to make him suspect; the new government denied him a post because of his association with the Medici. He died soon thereafter, on June 21, 1527

The seemingly harsh tone - or, conversely, realistic perspective - of The Prince has made the book controversial over the centuries. Machiavelli's name has become an adjective. The reader must decide whether Machiavelli is truly endorsing what he presents, or merely describing a pragmatic Realpolitik.

In the universe of interpretive possibilities regarding The Prince, four loom large: first, that the text is prescriptive, in the sense that it is instructing the ruler how he can achieve maximum effectivenss; second, that the book descriptive, in the sense that it is reporting how, in fact, effective princes have conducted themselves in office; third, that it is largely ironic, meant to show how repulsive political behavior can be; fourth, that it is designed as a sort advertisement or solicitation to gain the attention and favor of the Medici and win for Machiavelli a position in their government.

Clearly, there are many possible variants and mixtures of the four above-listed interpretations; and there may well be other interpretations at which we have not here hinted. But, in the main, these four cover the majority of tenable understandings of The Prince.

Tuesday, November 06, 2012

Islam Expands

When Muhammad died in 632 A.D., his young movement had solidified its power in the Arabian peninsula. Having marched with his army from Medina - former called Yathrib - he defeated the city of Mecca with his army of 10,000 men and made it the capital of his movement. He rapidly conquered most of the rest of Arabia and then died. But his organization would continue to grow. As historian Harold Lamb writes:

What this man of Khoraish had not accomplished in his life came to pass after his death. Desert men wearing motley helmets, mounted on little horses and thin camels, went out to conquer. The fire of fanaticism burned in them and spread from land to land with amazing speed.

Lamb refers to Muhammad's tribe, the Quraysh, by a variant spelling; the reader will remember that transliteration of names originally written in alphabets other than ours yields sometimes numerous alternate orthographies.

Under the Companions, who had been the comrades-disciples of the Prophet, the rush of conquest began. In less than a century the banners of Islam had been carried east as far as the Indus and the outposts of Cathay. The swords of Islam were flashing in the deep gorges of the Caucasus. Egypt had fallen to them, and all the north of Africa, and Andalus - modern Spain.
The scimitar was one of the weapons of choice for Islam: a curved sword. Lightweight versions were used by mounted soldiers; in combat, to slash at an enemy, and in surprise raids on civilians, when at a full gallup bands of soldiers could ride through a village and kill many in mere minutes, often decapitating them in a single swing. Heavier version of the scimitar were used by infantry - soldiers on foot. Ceremonial versions were used, and are still used, for public beheadings ordered by Muslim authorities. Peaceful cultures which had existed for over 500 years - the Copts in Egypt, the Syriac Church - disappeared in the swings of scimitars and streams of blood.

Tuesday, October 16, 2012

The Fall of Constantinople

A single city with three names - on the shores of the Bosporus. The Bosporus is a straight which connects the Black Sea to the Aegean Sea. The Black Sea flows into the Bosporus, the Bosporus flows into the Sea of Marmara, and the Sea of Marmara flows into the Dardanelles. The Dardanelles is a straight which connects the Sea of Marmara to the Aegean Sea. The Aegean Sea opens onto the Mediterranean. The Bosporus, then, as a segment of the route between Black Sea and the Mediterranean Sea, has had economic, military, cultural, and political significance for over 3,000 years.

The Bosporus has been the scene of bloody fighting. The city which surrounds it has been attacked more often than most cities. This history is reflected in the city's names: Byzantium, Constantinople, and Istanbul. Each political or military wave wanted to leave its imprint on the city - some more successfully than others - and one way of doing that was to rename the city. Historian Dinesh D'Souza writes:

Constantinople used to be a Christian city, the capital of the Byzantine Empire. When Mehmet the Conqueror captured Constantinople in 1453, he rode his horse into the Hagia Sophia and proclaimed that the cathedral would henceforth become a mosque. Mehmet then gave his soldiers permission to loot the city for three days.

The cultural heritage of the city quickly evaporated. Priceless paintings, marble statues, and the accumulated civilization of over a thousand years was turned into rubble. The Muslim soldiers made their way through the city, raping women and girls, and destroying what they could not carry away. Drunkenness, rape, theft, and destruction: a painful memory of Islamic invaders, kept alive to this day by the building, the Hagia Sophia, once an impressive cathedral, still an impressive piece of architecture, but robbed of its paintings, deprived of its statues, and denied the music of genius composers which once resounded in its arches.

Friday, August 24, 2012

Feeling Threatened in the Middle Ages

If you lived in Europe, northern Africa, or western Asia after the year 650 A.D., you had good reason to be a little nervous. Rampaging armies were marching hundreds of miles on a mission of conquest. Historian Dinesh D'Souza writes:

Before the rise of Islam, the region we call the Middle East was predominately Christian. There were Zoroastrians in Persia, polytheists in Arabia, and Jews in Palestine, but most of the people in what we now call Iraq, Syria, Jordan, and Egypt were Christian. The sacred places in Christianity - where Christ was born, lived, and died - are in that region. Inspired by Islam's call to jihad, Muhammad's armies conquered Jerusalem and the entire Middle East, then pushed south into Africa, east into Asia, and north into Europe. They conquered parts of Italy and most of Spain,invaded the Balkans, and were preparing for a final incursion that would bring all of Europe under the rule of Islam. So serious was the Islamic threat that Edward Gibbon speculated that if the West had not fought back, "perhaps the Koran would now be taught in the schools of Oxford, and her pulpits might demonstrate to a circumcised people the sanctity and truth of the Revelation of Mahomet."

Specifically, Syria and Persia were home to thriving Christian communities, who lived in peace with the Zoroastrians, and who produced a culture flourishing with its own art and literature. Ephrem the Syrian, for example, who died around 373 A.D., wrote a large collection of poems. The areas around Persia and Syria were the heartland of the Nestorian church - remember that 'Persia' is what is today called 'Iran'!

But the Christian communities which had peacefully existed for centuries - the Copts in Egypt, the churches in India, Afghanistan, and what is now Pakistan - were suddenly subjected to the murderous rage of invading armies. They were killed by the thousands; those who survived were oppressed and maintained faith only by means of the strictest secrecy. Throughout Africa, the native population was deprived of its own religious traditions as Islam was imposed upon it. In the early 700's, Spain was invaded by Muslim armies coming from northwest Africa.

In Spain, the Islamic invaders destroyed churches and synagogues, oppressing the Christians and Jews who'd lived together peaceably for centuries. The caliphs - Muslim rulers over subjugated nations - forbade the reconstruction of the destroyed churches and synagogues, or the building of new ones. The invaders called this "the golden era of tolerance in Spain," but the Jews and Christians there were mercilessly persecuted.

Having taken most of Spain - a small section of northwestern Spain remained free by means of valiant resistance - the Muslim attackers moved on France. Most famously by Charles Martel in the 730's A.D., but also by other leaders at other times, the French - the Gauls under the Frankish leadership of Merovingians and Carolingians - repelled the ambitious invaders.

From north-central Africa, other Islamic armies invaded, first Sicily, then the southern end of Italy in the 800's A.D. Southern Italy suffered under the harsh rule of the Muslims, who several times attempted to pillage their way north to central Europe.

Starting from Arabia, and moving in nearly every direction on the compass, Islamic armies struck terror into a large part of the world, killing tens of thousands, and destroying peaceful religious communities.

More than two hundred years after Islamic armies conquered the Middle East and forced their way into Europe, the Christians finally did strike back.

These counterattacks - remember that "the best defense is a good offense" - were an attempt to get at the source of the continued invasions. Rather than meet the invaders as they entered European countries, the Europeans hoped to get at the military base to prevent the Islamic invasions from starting in the first place. These measures, starting in the 1090's A.D., are listed as "the Crusades" in the history books, but that word was not used at the time by the Europeans or by the Muslims. Sadly, the Europeans were able to gain at most only a brief reprieve from Islamic attacks, for soon after the Crusades ended, Islamic armies were again on the march against other nations. Europe's counterattacks

were a belated, clumsy, and defensive reaction against a much longer, more relentless, and more successful Muslim assault against Christendom.

The Crusades were simply too small to be significant, compared to

the Islamic jihad to which the Crusades were a response.

Today, art historians mourn the absence of good examples of early wooden-roofed basilicas in Spain. Priceless architectural monuments were destroyed by the Islamic armies which ravaged Spain. The sacred art of the Christian communities which flourished in Syria, Arabia, Egypt, Persia and other Asian regions is largely lost to the scholars of the world's cultures.

Monday, July 30, 2012

Israelite King, British Museum, Assyrian Stele

The united Israelite monarchy had a short lifespan: after 400 years of existence as a tribal confederation, the nation of Israel restructured itself into a monarchy shortly before 1000 B.C.; by around 931 B.C., the country was split into a northern half and southern half in a civil war. The united monarchy lasted only around a century.

The northern half likewise has a short duration. It was occupied and otherwise absorbed into the Assyrian Empire around 732 B.C.; for the two centuries that the Northern Kingdom lasted, it was ruled by a series of monarchs, most of them corrupt, many assassinated at the end of their reigns.

Confusingly, the united monarchy was known as Israel, and after its split, the Northern Kingdom was also known as Israel. The Southern Kingdom was known as Judah. Historian Jonathan Kirsch tells us about archeological details of the Northern Kingom:

On a stele of polished basalt in a gallery of the British Museum, the image of a kneeling man can be discerned among the dozens of other figures inscribed into the cold black stone. He is believed to be Jehu, an obscure monarch who sat on the throne of the northern kingdom of Israel in the late ninth century B.C., and he is shown in a gesture of obeisance to the Assyrian emperor who subjugated him, Shalmaneser III. "Silver, gold, a golden bowl, golden goblets, a golden beaker, pitchers of gold, lead, sceptres for the king and balsam-wood I received from him," goes the inscription on the so-called Black-Obelisk, which offers the only contemporary image of an Israelite king ever recovered from the archaeological record.

A stele - or 'stela' - is an upright stone slab or column typically bearing a commemorative inscription or relief design. Sometimes a stele can serve as a gravestone. In this case, it did not.

Friday, June 22, 2012

Biography as Philosophy

When Einhard decided to write a biography about his personal friend and employer, Karl the Great, he did so in a reflective and self-conscious manner. The introduction he wrote to the book is more a document about the philosophy of history than about Karl.

A linguistic aside: you probably know Karl the Great as 'Charlemagne' and Einhard's name was originally spelled 'Eginhard' - corruptions resulting from history being rewritten in French, English, Latin, and various Germanic dialects. Karl's native tongue was Frankish, a southeastern Germanic dialect. Although the political leaders of the era all spoke Frankish, most royal records were written in Latin.

Einhard begins his biography - written sometime after Karl's death in the year 814 A.D., and before Einhard's death in 840 A.D.; scholars date the probable writing to somewhere between 817 and 836. Einhard, a theologian and philosopher, begins the introduction to his book with subtle ironic self-contradictions:

I have undertaken to report as briefly as possible about the private and public life, and above all also about the actions, of my master and benefactor, the felicitous and very famous King Karl. In this I took care to leave out nothing that I could discover, and not to scare away by means of lengthiness such readers who have something to criticize about everything modern - i.e, if it is possible at all to satisfy them with a new work, when they really dismiss even the masterpieces of the most learned and ingenious authors.

Einhard hints at paradox by packing together opposites: "private/public" and "briefly/leave out nothing" - the irony of the latter pair is compounded by his concern to avoid wordiness! Although irony and paradox are hallmarks of great authors from ancient times, Einhard understands himself to be modern, making ironic his appeals to classical authors like Cicero.

Indeed, I know exactly that there are learned men who consider current circumstances not so unimportant, that they believe that everything contemporary would earn contempt and should be omitted silently without any attention; they want rather, in their enthusiasm for things past, to describe somehow the famous deeds of others, and hope thereby to avoid that their own name be forgotten by posterity because of authorial inactivity.

In this confusing maze of double negatives and clauses, Einhard makes his plain meaning rather unclear. Perhaps he has done this to mock those who sense of self-importance is derived from their prose styles; perhaps he does this to hint at the ambiguity - another hallmark of great writers, ancient and modern - of the narrative which he is introducing. Yet his the narrative which he is allegedly introducing is barely mentioned in the selfsame introduction, yet another irony.

Nonetheless, all these causes hinder me in no way from beginning with my work, because I am certain that nobody aside from me can depict more exactly the events, which have, so to speak, befallen before my eyes, and to whose veracity I can attest.

Suddenly, Einhard's prose becomes rather clear. When attention is turned away from meta-level considerations of how one does history, or how one does the philosophy of history, and when attention is turned toward the activity of simply making a first-person report, Einhard's language becomes much more direct. Although engaged in a Lockean empirical project - reporting what he has seen - Einhard does so with Cartesian rational certainty. Yet, despite this sudden clarity, we have not yet gotten to the point: Karl's name has been mentioned only once, and then without any concrete content; Karl's name will not appear again for several more lines. Einhard is making it clear to the reader that he is first engaging in the philosophy of history, before to begins to deliver the material substance of history.

Thursday, May 31, 2012

Time

Time has fascinated philosophers throughout the ages: geniuses like Isaac Newton, Gottfried Leibniz, and Immanuel Kant have written about it. But not only philosophers have studied time. From a more sociological and anthropological point of view, authors like Alvin Toffler have examined how cultures process time.

In his book The Third Wave, Toffler examines the difference between the "first wave" civilization of agriculture and the "second wave" industrial society. In the ninth chapter of his book, he contrasts their understandings of time.

He examines the mainstream of the agricultural worldview found in the “First Wave” pre-industrial societies, and contrasts it with the industrial worldview found in the “Second Wave” societies. Toffler posits that, despite the appearance of a diversity of ideologies – communist vs. capitalist, faith vs. religion, internationalists vs. isolationists – there is an underlying common conceptual framework which is shared by almost all “Second Wave” societies. He calls this a “super-ideology.”

One part of this set of omnipresent assumptions is a group of three core beliefs.

The first core belief is that “nature was an object waiting to be exploited.” Both capitalist industrializers and Marxist industrializers see mountains as places from which to mine iron and copper; they see oceans as sources of fish and salt. Rivers can be rerouted or dammed; swamps can be drained as locations for future houses or factories. Mechanization has made this possible on a large scale.

The second core belief was evolution. The political implications of Social Darwinism gave industrial societies a sense of superiority regarding agricultural societies. This rationalized both militaristic imperialism and economic imperialism, enabling industrial nations to view themselves as having a natural right to extract raw materials from regions belonging to less developed nations, and enabling them to see those nations as natural markets for exported manufactured products. The Marxists and capitalists “shared the view that industrialism was the most advanced form of society.”

A third core belief was progress, defined as “the idea that history flows irreversibly toward a better life for humanity.” Toffler sees this notion of progress as having “linked nature and evolution together.” Again, both communists and capitalists saw progress as inevitable and irresistible.

Having outlined the three core beliefs of “Second Wave” industrial society, Toffler continues, positing that these beliefs are themselves based upon a quartet of still deeper, more fundamental concepts. These are the concepts which people use to understand the world, and more specifically, these are the particular versions of those concepts which peculiar to “Second Wave” societies. These are time, space, matter, and causation.

All cultures have time, but the notion of time embrace by industrial civilizations differs from that of the “First Wave” societies. In agricultural settings, time had been measured primarily in large spans: seasons and years. Smaller cycles of time were noted, e.g., the daily milking of the cows. But there was no need to measure minutes or hours, and any reference to small units of time were imprecise. By contrast, the mechanization of processes demanded precise measurements of small amounts of time: minutes and seconds became important. In addition, there arose the need to synchronize events, so standardization of timekeeping meant that 9:30 in New York was also 9:30 in Miami. In addition to precisely measuring small units of time, and synchronizing them across ever larger distances, a third aspect of time is associated with the “Second Wave” industrial worldview: that time is linear. Many ancient societies in an agricultural, or pre-agricultural, phase conceived of time as circular. The notion of linear time allows for the possibility of significant progress.

The second concept which assumes a distinctive form during the industrial phase is space. Pre-agricultural societies – the “hunters and gathers” – understood themselves as roving through the universe’s vastness. Farming families and their neighbors, by contrast, were rooted to a specific piece of land, and in sociopolitical systems like feudalism, often spent their entire lives within a few miles of their birthplace. Industrialization returned greater degrees of mobility to people, but in a different form than the mobility of the hunters and gatherers. This new type of mobility was characterized by precision. While the ancient wanderers roamed the landscape in search of food, the industrial traveler left Chicago and knew not only that he was going to Omaha, but he knew exactly which building, and often even which room, was his goal. Railroads lent this great precision to man’s movement through space. A journey of a thousand miles was plotted accurately – one’s point of arrival could be calculated to within a couple of feet: a man knew not only that his train would arrive on track thirty-two of the Union Station, but he could even count on stepping out onto the front, the middle, or the back of the platform. In addition to precise journeys, the industrial concept of space is specialized. Architects and engineers design spaces for specific purposes. A large stone castle built during the reign of Charlemagne might have many rooms, but they were interchangeable in use. Designs of the industrial age feature rooms constructed for specific activities. Beyond the scope of a single building, towns and cities are also now organized in their use of space. A medieval town is a jumble of structures, placed in no particular pattern – houses, bakeries, carpenter’s shops, schools, churches – no clear residential zone and no clear business zone, and winding streets which grew organically without premeditated designs. Industrialization brought with itself urban planning, zoning laws, and cities whose streets from a Cartesian grid on a map. On a still larger scale, boundaries and borders between nations were now surveyed with great precision. On both the smaller level – individual rooms in buildings – and on the larger level – borders stretching hundreds of miles – the Cartesian plane’s right angles and straight lines made themselves felt. The medieval house often had walls which gently curved, and its rooms were randomly trapezoidal, quadrilateral, or merely closed figures. The modern homeowner, by contrast, expects all the angles in his house to be ninety degrees, and walls and floors to be straight lines.

The third concept used by the “Second Wave” worldview to process reality is the concept of matter. The industrial perception of nature reduced matter to interchangeable units to meet the needs of mechanization. All of matter was reduced to the known elements – approximately one hundred in number. Every atom of a particular element is chemically interchangeable with every other atom of the same element, e.g., we can substitute any carbon atom for any other carbon atom. This physical atomism quickly expanded to shape a general worldview and led to social, political, and economic atomism. Just as one atom can be substituted for another, one worker can be substituted for another, one dollar for another, one customer for another, one vote for another, and one voter for another. The interchangeability of automobile parts, computer parts, airplane parts, and steam engine parts led to the interchangeability of human beings. This detachable notion of the individual was different than the “First Wave” concept of society, in which the individual was an extension – an organic limb – of society: in the “First Wave” conception, neither society nor the individual could exist without each other, and severing the connection would destroy both. The “Second Wave” society is a complex whole, constructed of many individuals – but individuals who can be replaced and who are interchangeable. As the paradigm of atomism was transferred from chemistry to society, individuals could become more useful to the industrialization process, because they could be torn loose from their families, towns, and religions. If you needed one more accountant in your Toledo office, and had one too many accountants in your Milwaukee office, you simply relocated an accountant. Because the individual was seen as an atom, it didn’t matter whether the accountant’s cousin or grandmother lived in the Milwaukee area, or if the accountant had formed attachments to the local church or community.

The final concept needed for a “Second Wave” worldview is a notion of mechanistic causation. The laws of chemistry as formulated by Boyle, and the laws of physics as formulated by Newton, offered a paradigm which would be generalized to all of reality. Every phenomenon – every event seen or heard – could be explained in terms of, and reduced to, a series of causes and effects occurring with law-like regularity and predicability. This understanding of reality led to similarly-structured attempts – often successful – to control reality: to make things happen. While this mechanistic conceptualization of the world led to amazing achievements in science and technology, it also was dismissive of that which it could not quantify, dismissive of imagination and creativity, and attempted to reduce people to oversimplified units. It sought an engineering solution to every problem, and caused human suffering by ignoring those human needs which could not be expressed in mechanistic quantification.

The completed “Second Wave” worldview, then, has three core values – nature as something to be exploited, evolution, and progress – and understands reality through the lens of four concepts – time, space, matter, and mechanistic causation. This “super-ideology” provided a framework in which both capitalism and Marxism would produce their self-justifications. It created a society of organizations, cities, bureaucracies, and economies. According to Toffler, it is also a worldview that is now on its way out, is being disassembled, and will be replaced by a “Third Wave” worldview.

Wednesday, April 11, 2012

Plague Reveals Heroism

The suffering inflicted by The Black Death between 1346 and 1351 is difficult to imagine: from region to region, between 10% and 90% of the population died in less than a year. Some towns were utterly erased with 100% fatalities. Historian Barbara Tuchman writes:

The disease was bubonic plague, present in two forms: one that infected the bloodstream, causing the buboes and internal bleeding, and was spread by contact; and a second, more virulent pneumonic type that infected the lungs and was spread by respiratory infection. The presence of both at once caused the high mortality and speed of contagion. So lethal was the disease that cases were known of persons going to bed well and dying before they woke, of doctors catching the illness at a bedside and dying before the patient. So rapidly did it spread from one to another that to a French physician, Simon de Covino, it seemed as if one sick person "could infect the whole world." The malignity of the pestilence appeared more terrible because its victims knew no prevention and no remedy.

The societal response was amazing. Although some fled to the relative safety of the countryside, and others exploited the occasion for looting, most people saw their duty to provide comfort for the sick or dying. The notion of a 'hospital' in the modern sense hadn't yet developed, so makeshift infirmaries were set up wherever possible. The first line of caregivers were monks and nuns - Benedictines, Dominicans, Augustinians, and Franciscans. But it became clear that more would be needed, especially as caregivers were more likely to be infected, and more likely to die.

True heroism was seen among the ordinary laypeople - farmers and townspeople - who risked their lives, and in some cases almost ensured their deaths by enlisted to care for the ill. This desire to help revealed something profound in Western Civilization: an ethic of service toward one's fellow man. Centuries of culture and tradition had taught this principle, and when European culture faced one of its worst humanitarian disasters, this principle was securely in place among the people.

Saturday, March 31, 2012

Science vs. Scientists

"Confidence in scientists has declined the most among the most educated" of America's politically active citizens, reports the Los Angeles Times, citing a report from The American Sociological Review, which noted that "discontent with science was not attributable to the uneducated but to rising distrust among educated" voters. It is important to sort out whether it is science or scientists being questioned.

Noting that this is a change from previous years and decades, Gordon Gauchat, the report's author, indicates that scientists have become increasingly politicized. Summarizing him, the L.A. Times wrote that, in the past,

the role science played was mostly behind the scenes, creating better military equipment and sending rockets into space. But with the emergence of the Environmental Protection Agency, for example, scientists began to play a crucial and visible role in developing regulations.

The voters began to see scientists not as doing science, but as doing politics - as authoring arguments to support various political views.

The study also found that Americans with moderate political views have long been the most distrustful of scientists, but that

such distrust was now spreading to other parts of the political spectrum. The study suggests that the public sees a disconnect between science and scientists. This perception is fueled by the fact that funding for various types of research has become increasingly politicized, by the fact that an increasing percentage of this funding is from the government, and by the fact that scientists are seen as mouthpieces for political views rather than agents conducting neutral inquiries into the nature of the universe.

Scientists have come into conflict with science in recent years in the climate debate about "global warming", in the debate about embryonic stem cell research, in debates comparing different sources of energy, and in debates about whether there are genetic causes for deviant social behaviors.

Sunday, March 18, 2012

An Emotional Time

The era called the 'Renaissance' was a time of emotion - a time when logical thinking was abandoned, and introspection on one's feelings were preferred. Musicologists call the compositions of the Middle Ages 'objective' because of their mathematical and structural aspects; the tunes of the Renaissance are called 'subjective' because orderly calculation was abandoned.

The writers who lived during the Renaissance praised their own generation, calling it a time when learning flourished. In fact, it was quite the opposite. Those who seriously investigated mathematics or physics during the Renaissance were lonely souls, ridiculed by their contemporaries. Historian John H. Plumb writes:

The frequency of assassination, the perennial plots, the constant vicissitudes, encouraged superstition and a romantic view of Fate. Men felt themselves to be the prey of strange destinies and turned to astrologers and magicians to strengthen their hope, to check despair, and to help them meet the uncertain future with confidence. The stars were studied as intensely as diplomatic dispatches, as a guide to action; and superstitious dread threaded the daily course of men's lives.

A narcissistic age, filled with ambitious grasping at reputation or power, is a more accurate description of the Renaissance. Those who wrote often wrote to emote or to impress, and rarely to attempt a crystallization of truth. Historian Lynn Thorndike writes that

Italian humanism produced relatively little of scientific or philosophical importance from its investigation of the classical past: Leonardo Bruni of Arezzo said that the subtleties of arithmetic and geometry were not worthy of a cultivated mind. In any case, most available works of Greek science had already been translated into Latin before 1300.

Who was this Leonardo Bruni? He was an author who wrote about political intrigues in the city and republic of Florence; he served for a time in the Vatican as a bureaucrat and later in the government of Florence; and he translated Greek literature into Latin. He was known for having a rather artistic style in his Latin prose. The point is this: He was not a mathematician, a philosopher, or a scientist in the sense of the modern observational or natural sciences. He was more interested in political machinations than in calculating the force of gravity; he was more interested in peddling influence than in applying the quadratic equation. A man of his time, born in 1370 - a Renaissance man - he was little interested in the powers of reason. Frederick Maurice Powicke writes that modern science was

made possible by the earlier, medieval belief in the reasonableness of the world.

The underlying notion that algebra can describe the natural laws of the universe - that objects act in accord with rules which can be expressed in equations - arises from the Scholastic philosophy of the Middle Ages. The medievals understood that chemistry and physics describe processes in terms of laws:

the belief in law was at the root of the new investigation into facts.

The birth of modern chemistry and physics during the Middle Ages, this "new investigation into facts," would have to wait out the Renaissance before it could resume the rationalism which it began. The scholasticism of the Middle Ages - Aquinas, Anselm, Abelard, Ockham - led to the rationalism of Descarte, Leibniz, and Spinoza - and to the modernism of Locke, Berkeley, and Hume. The Renaissance constituted a pause in this development of human reason. As Thorndike writes,

The fact that Valla's treatise on novelties unknown to the ancients has not survived indicates that his age was more interested in classical antiquity than in recent inventions. Of the three inventions that used to be associated with the Renaissance, namely the mariner's compass, gunpowder, and printing with moveable types, only the last can still be ascribed to the period, since the other two are now known to date back at least to the 13th century.

Lorenzo Valla died in Italy in 1457, his best work unappreciated by his contemporaries - a man interested in technological innovations living during the Renaissance's studied ignorance of such applied science.

Although many older history textbooks still recite the fairy-tale of the Renaissance as an era of learning, scholars have seen that the main achievements of the Renaissance were taking credit for the accomplishments of the Middle Ages and publicizing itself as an era far more rational than it actually was.

Thursday, March 15, 2012

Ancient Laws in Modern Times

The case of a 16-year-old girl, Amina Filali, who killed herself after she was forced to marry her rapist has drawn attention Morocco's Islamic law code.

Article 475 of the Moroccan penal code allows for the "kidnapper" of a minor to marry his victim to escape prosecution, and it has been used to justify a Muslim practice of making a rapist marry his victim to preserve the honor of the woman's family.

The victim's father said in an interview with an online Moroccan newspaper that it was the court officials who suggested from the beginning the marriage option when they reported the rape. According to the CIA's World Factbook, the population of Morocco is 99% Muslim.

In Islamic societies, the loss of a woman's virginity outside of wedlock is a huge stain of honor on the family. In Muslim nations, there is a tradition whereby a rapist can escape prosecution if he marries his victim, thereby restoring her honor.

Even though Morocco updated its law code as recently as 2004, in cases of rape, the burden of proof is often on the victim and if she can't prove she was attacked, a woman risks being prosecuted for debauchery, a serious crime in Islamic law.

The Moroccan court pushed the marriage, even though the perpetrator initially refused. He only consented when faced with prosecution under Muslim law. The penalty for rape is between five and 10 years in prison, but rises to 10 to 20 in the case of a minor. Amina complained to her mother that her husband was beating her repeatedly during the five months of marriage but that her mother counseled patience.

Friday, February 17, 2012

Steinbeck vs. FDR

Novelist John Steinbeck is famous for capturing the mood of the Great Depression. The title of one of his most famous books, The Grapes of Wrath, expresses his anger at the situation, but also at the people who created the misery.

The wording of the title itself is an allusion to the fourteenth chapter of the biblical book of Revelation. At the end of chapter 25 in Steinbeck's story, the characters look on as food is destroyed - crop are burned, or dumped into rivers; millions of pigs are killed and buried.

This willful destruction of food that could have nourished people was a part of FDR's plan to help the economy. By destroying crops and livestock, Roosevelt hoped to increase the market price at which farmers could sell.

Whatever the New Deal intended, Steinbeck saw hungry people who were forced to watch as food was destroyed. Records indicate that six million pigs were killed and buried; crops were left to rot in fields rather than be harvested; other crops were burned.

Steinbeck saw a horrible injustice, carried out in the name of helping the poor, but actually inflicting a man-made food shortage on society's most vulnerable members. The wrath in The Grapes of Wrath is directed at FDR's progressivist New Deal plan of destroying food in order to help the hungry.